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○ practice · govern

AI governance
& independent assurance.

An independent practice supporting the third line of defense — building the policy, evidence, and attestation structures that allow enterprise AI to move from pilot into production.

○ positioning

governance as infrastructure, not paperwork.

Our governance work is designed to be operated, not filed. Every deliverable is a live artifact your model risk, internal audit, and regulator-facing functions can actually use.

framework

enterprise AI governance framework

Policy, standards, and control design aligned to NIST AI RMF, SR 11-7, the EU AI Act, and ISO/IEC 42001 — integrated into your existing risk taxonomy.

assurance

independent model & system assurance

Independent evaluation of internal and third-party AI systems — technical testing, documentation review, and a formal assurance opinion for the risk committee.

readiness

regulatory & audit readiness

Preparation for supervisory examinations, internal audit reviews, and external attestation engagements — including mock reviews and remediation planning.

monitoring

continuous oversight & telemetry

Drift monitoring, adversarial testing, incident response, and quarterly board reporting — with telemetry wired into your existing risk and operational platforms.

○ deliverables

the artifacts your organization is governed by.

enterprise AI policy

Acceptable use, third-party AI, data handling, human oversight, and incident thresholds — written at policy weight, defensible to the board.

risk taxonomy & register

A register of every active and proposed AI use case, scored on inherent and residual risk, mapped to your enterprise risk taxonomy.

control framework

Controls mapped to SR 11-7, NIST AI RMF, EU AI Act, ISO/IEC 42001, SOC 2, HIPAA, and sectoral supervisory guidance.

model inventory

A live, API-backed register of every model, version, owner, control status, and assurance opinion — operated by your first and second lines.

assurance opinion

A formal written opinion from an independent assurance team — on system design, evaluation rigor, and fitness for production in a regulated environment.

board & committee reporting

Executive materials for risk, audit, and technology committees — covering portfolio posture, assurance coverage, and supervisory exposure.

governance engagement
framework, assurance, or portfolio review

Scoped to your regulatory footprint and internal operating model. Delivered by the senior assurance team.

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